At Ullman Wealth Management, we advise a wide range of high net worth individuals, corporations, endowments, charities and foundations. We take the time to build a relationship with our clients, understand their unique objectives and from there develop a highly customized risk adjusted portfolio that best meets those objectives. Our platform is designed to provide holistic advice and services that are complementary to our investment process.
OUR INVESTMENT PROCESS
We develop unique capital management strategies based on our consideration and evaluation of the potential and risks of all asset classes, including equities, fixed income instruments, commodities, currencies, private equity, private debt and hedge fund absolute return strategies. Our open architecture model enables our clients to participate in private placements, private direct investments and utilize tailored volatility based strategies as portfolio protection.
Consider us your personal outsourced CIO. By assuming the investment stewardship role, we act as a fiduciary for your overall portfolio.
We design bespoke portfolios that are constructed with an active and dynamic selection of North American securities including individual equities, direct private investments, fixed income instruments and exchange traded funds. We also manage two internal pooled funds, the UWM Tactical Multi-Strategy Fund and the UWM Disciplined Growth Fund.
We leverage our global network of third party manager relationships to create a broad offering of alternative investments including private equity, private debt, mezzanine debt, real estate, commodities, and hedge funds. Our strategic asset allocation is designed to maximize your risk-adjusted rates of return.
Our powerful hybrid model, which utilizes both internal and external investment management capabilities, allows us to access a broad range of positive return generating strategies and respond tactically to emerging opportunities.
Lawrence UllmanChief Executive Officer and
Chief Investment Officer
Lawrence is the founder of Ullman Wealth Management and sets the vision for our firm in the service of our clients. An accomplished strategist and investor, Lawrence drives the development of our capital management strategies.
Prior to establishing our firm, Lawrence led his team for nine years with RBC Dominion Securities, where he was consistently recognized in the elite Chairman’s Council. In 2001, he was named the firm’s top producer, the youngest person ever to achieve that honour. He retained that honour until his departure to a national boutique, where he was a highly successful portfolio manager for more than 11 years.
An active member of his community, Lawrence is a member of the Investment Committee of Sinai Health Foundation. He has also served on the boards of several local and national charities, including Weizmann Canada – one of the world’s leading multidisciplinary scientific research institutions – and the Arthritis Society where he was also co-founder and co-chair of the All-In For Arthritis gala event, which to date has raised more than $4 million for arthritis research and development. Lawrence was a founding member of the New Group at the Art Gallery of Ontario.
Lawrence is fluently bilingual and is a graduate of McGill University, where he earned both his Bachelor of Science and MBA degrees. Living with his family in Toronto, he is a member of the Toronto Lawn Tennis Club and the Granite Club.
Steven HarrisPresident and
Chief Operating Officer
Steven is responsible for the development and execution of our strategic initiatives. He also oversees the business, operations and legal affairs of our firm.
Prior to joining Ullman Wealth Management, Steven was a partner at Davies Ward Phillips & Vineberg LLP, a preeminent Canadian business law firm, where he practised corporate and securities law for 25 years. In his years of private practice Steven advised on in excess of $20 billion in capital markets transactions. He also played a lead role on numerous capital markets regulatory matters and public and private mergers and acquisitions transactions, providing both legal and strategic advice to his clients. Steven was repeatedly recognized by Lexpert and The Best Lawyers in Canada as a leading lawyer in the areas of Corporate Finance and Securities, Mergers and Acquisitions, Corporate Commercial and Global Mining.
Steven received his Bachelor of Arts in Commerce and Economics from the University of Toronto and his Bachelor of Laws from the University of Western Ontario. He is a member of the Law Society of Ontario and a past member of the board of directors of the Canadian Art Foundation.
Marlon RosenbergHead, Client Wealth Management READ BIO
Marlon is responsible for client service, client relationship management, and business development for high net worth families and family offices.
Prior to joining Ullman Wealth Management, Marlon worked at one of Canada’s leading boutique wealth management firms for seven years. During that time, Marlon focused on client service, portfolio and risk management, and business development for high net worth investors.
Marlon is a Chartered Investment Manager and received his Bachelor of Business Administration from the Schulich School of Business. He is a member of the EmPowered Committee as part of Parkinson Canada, focused on propelling Parkinson’s awareness and fundraising for the organization.
Craig McGeeSenior Portfolio Manager READ BIO
Craig is responsible for portfolio construction, security research and model development.
Prior to joining Ullman Wealth Management, Craig worked for one of Canada’s leading independent equity research firms, implementing and researching factor-based investing strategies and providing investment consulting services for institutional and retail money managers. He advised many of the largest institutions in the country and has seen factor investing transform the way they manage assets – helping to build more robust, better diversified portfolios with the potential for seeking outperformance and reducing risk.
Craig is a Chartered Financial Analyst (CFA) charter holder and received his Bachelor of Business Administration and his Bachelor of Science from Wilfrid Laurier University.
Jonathan TangVice President, Trading and
Business Management READ BIO
Jonathan is responsible for portfolio trading and operational strategy.
Prior to joining Ullman Wealth Management, Jonathan worked for one of the largest banks in Canada where he gained significant experience in personal finance and trade execution. He also led the establishment of the Business Process Management practice within the firm’s Direct Investing arm, responsible for standardizing and streamlining operational efficiency across the business segment.
Jonathan graduated from the University of Toronto with a Bachelor of Arts in Economics & Political Science.
Alon CherepahaSenior Associate READ BIO
Alon is responsible for supporting our portfolio managers in the construction and monitoring of diversified investment portfolios and in the preparation and communication of investment presentations and client proposals. In this role Alon helps bring clarity and transparency to clients on investment strategies and ongoing portfolio management.
Alon earned his Bachelor of Arts in Business and Economics and in Sociology from Wilfrid Laurier University. He has also completed the Canadian Securities Course and is working towards his Certified Financial Planner designation. Alon is fluent in English and Russian.
Emma FogelmanPortfolio Administrator READ BIO
Emma is responsible for supporting our operations and asset management teams. In this role Emma is involved in client onboarding, account administration, and cash management. She also monitors and reports on portfolio trading activities and facilitates private investments.
Prior to joining Ullman Wealth Management, Emma worked in the client administration group at one of Canada’s leading boutique wealth management firms.
Emma obtained her Bachelor of Arts in Philosophy and Anthropology from Concordia University.
Mark GoodfieldTaxation and Estates Consultant READ BIO
Mark is responsible for assisting our clients in ensuring that their tax, estate and financial affairs are tax efficient, optimized and in order.
Prior to joining Ullman Wealth Management, Mark was a partner with BDO LLP, a national accounting firm. Mark has over 30 years’ experience providing accounting, income tax, and wealth management advice to high net worth individuals and private business owners.
Mark is a Chartered Professional Accountant (CPA, CA). He is the author of the book Let’s Get Blunt About Your Financial Affairs, and has been quoted and interviewed on financial and taxation issues by The Globe and Mail, Financial Post, CBC, Toronto Star, and other media. Mark has presented papers and spoken on business and taxation matters for numerous professional organizations.
Arjun KhannaAssociate READ BIO
Arjun is responsible for data driven operational analytics along with administrative and portfolio management workflows.
Prior to joining Ullman Wealth Management, Arjun worked for one of the largest banks in Canada where he gained experience in their private wealth division. He has also worked at a boutique investment bank where he gained experience in investment research and analysis, and at a multinational logistics and cash management firm where he was engaged in financial and operational analytics.
Arjun graduated from the University of Toronto with a Bachelor of Commerce specializing in Finance and Economics.
James LivingstoneAssociate READ BIO
James is responsible for conducting market research, helping to drive strategy and idea generation, while also assisting our portfolio managers with trading operations.
Prior to joining Ullman Wealth Management, James was a trader and senior analyst at an arbitrage-oriented Canadian hedge fund. He was responsible for creating and executing several different trading strategies, including fixed income, cryptocurrency, and small-cap Canadian industrials. Prior to that, James was an Infantry Officer in the United States Army, retiring at the rank of Captain.
James graduated from the United States Air Force Academy with a Bachelor of Science in Industrial Management.
Harrison WilderAnalyst READ BIO
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